Regulatory

REGULATORY

Greenleys Merchant Bank is a limited liability partnership registered in England under number OC360201. The registered office of Greenleys Merchant Bank LLP is 50 Sloane Avenue, London, SW3 3DD

Greenleys Merchant Bank LLP is authorised and regulated by the Financial Conduct Authority in the United Kingdom under the registration number 539518.

Greenleys Capital Markets Limited Liability Partnership is a wholly-owned subsidiary of Greenleys Merchant Bank LLP and is a US registered broker. Greenleys Capital Markets LLP is a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”) (http://www.finra.org/) and a member of the Securities Investor Protection Corporation (“SIPC”) (https://www.sipc.org/).

For further regulatory information please contact us at info@greenleys.com

MiFID II

Pursuant to the implementation of the new Markets in Financial Instruments Directive 2014/65/EU (“MiFID II”) and Markets in Financial Instruments Regulation (EU) 600/201 (“MiFIR” together with MiFID II, the “MIFID II new rules”) we have updated our Introducing Broker Terms of Business (“Terms of Business”), that we will be transacting business under with effect from 3rd January 2018.

Accordingly, we draw your attention to:

LEI: 213800XMDCYP9G4LEI48
LSE Member Mnemonic: LXFLGB21

Pillar 3 Disclosures

View our Pillar 3 Disclosures as at 31 March 2020.